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First Close

First Close invests its own or fund capital, without a clearly stated strategy, from United States.

Disclosed holdings
Earliest stated investment
HeadquartersUnited States
Largest single fundNot stated

Regulatory record

How First Close is registered

From this firm's Form ADV, the annual filing every registered and exempt investment adviser makes to the SEC.

Adviser statusExempt reporting adviser
Regulatory assets under managementNot reported by an ERA
Private funds advised5 · $70m gross
SEC adviser numberCRD 334971

An exempt reporting adviser is not required to report regulatory assets under management, so the blank above means the question was not asked rather than that the answer is unknown. Where a figure exists it is the gross asset value of the private funds the firm advises, which is a different and usually larger measure.

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